Archive for the ‘USPTO Practice and Policy’ Category

Supplementary 112 Examination Guidelines – What’s In It For Me?

Monday, February 14th, 2011

This Post is from Mark Muller, Shareholder at Schwegman, Lundberg & Woessner, P.A.

Supplementary examination guidelines for Section 112 were recently published in the Federal Register and sent out for public comment.  While the details may not be too exciting, it’s a good opportunity to remind ourselves that when claims use functional language referencing some degree of “goodness” or fit, etc. we should always ask: Have I put something in the specification to support an absolute/relative reference for comparison, or that enables determination of that quality? 

This may seem obvious to many, but it’s surprising how often the issue arises.  The guidelines give a fairly obvious example, where a claim to a computer interface screen with an “aesthetically pleasing look and feel” (without sufficient corresponding information in the specification to define what this might mean) is noted as being insufficient to meet the requirements of Section 112.  So obvious is the problem in this case that even on its face, many would deem the claim to be lacking.  Nevertheless, examiners continue to encounter deficient claims.  As an aid to your own drafting efforts, here are some less obvious, but perhaps more common usage examples that I have made up to spur your thinking about claim elements that have the potential for exceeding the bounds of Section 112:

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Get Your Application On The Fast Track – For A Price

Monday, February 7th, 2011

On Friday, the PTO proposed changes in the rules to permit applicants for U.S. patents to receive “prioritized examination” (76 Fed. Reg. 6370 (Feb. 4 2011) – a copy is attached below). This program is a remnant of the three-track examination the PTO proposed in June 2010, whereby applicants could pay to delay examination for 30 months, pay to accelerate or do nothing.

Apart from the $4000 fee, there are few formal requirements. Claims must be kept to four independents and 30 total, but there is no longer a search and analyze requirement as there is in the seldom-used accelerated examination program. Note that, right now, there is no break for small entities and the goal of concluding prosecution within 12 months only means that applicants get at least two actions. And applicants better be ready to move it — if an extension of time is requested, special status is lost. This program will be first-come, first-served for the first 10,000 applications to apply.

I am not sure whom this program is intended to benefit (or if any thought has gone into this). The price will deter most universities, who can barely afford to file provisionals. However, the occasional lucky university with a big-name licensee and a hot invention may decide to get on the track. I can also see this program being used by big pharma to get “add-on” patents to list in the Orange Book as the primary patents covering Rx drugs approach expiration. The program could also help start-ups, many of which need to demonstrate the patentability of their core innovations to investors. The class of applicants who will need to decide quickly are those who have pending provisionals or PCTs when the rules are adopted, and that may be fairly soon. Since the rules are not retroactive, it may be a good idea to delay filing regular U.S. applications on inventions that would benefit from early allowance.

Fed Reg 2_4_11

Patent Office To Open Satellite Office In Detroit

Friday, December 17th, 2010

The USPTO has announced that it will open a satellite office in Detroit in 2011, that will employ about 100 people. The PTO said that Detroit was chosen due to its high percentage of scientists and engineers “in the workforce” (ed.’s note: and drawing unemployment), its leading universities (ed.’s note: true, considering Wayne State, the University of Michigan and Case Western Reserve – not too far away) and the presence of a high volume of patenting activity in the area (ed.’s note: due mostly to the presence of Harness Dickey & Pierce, successful firm known best for prosecution for the auto industry). Certainly, the PTO is to be applauded for taking this innovative and challenging step, but I would like to know what group art units will be represented, and what kind of “bricks and mortar” facility is planned.

For about 15 years, Schwegman Lundberg & Woessner has worked successfully with satellite attorneys around the country, who are officed in their homes and who generate and link up to the firm’s “file room” via Citrix and Foundation IP. These are not “contract attorneys” but associates who can advance as steadily as associates in our San Jose or Minneapolis home offices. In fact, three of our satellite associates have become equity shareholders in the firm. Often they are lateral hires with significant experience, who require little training to get up to speed.

Thinking of satellite personnel makes me wonder if the PTO really plans on opening a facility or if it will simply aggregate a number of Examiners in the area who can work from home. But then, how will in-person interviews be handled?  Or training? Some problems can be avoided by only placing senior examiners in Detroit to begin with; but is the PTO full of folks who want to relocate to Detroit? Are the 100 jobs all support staff positions? Time will tell.

Stayin’ Alive – Patent Office Extends “Provisional Application Period.”

Tuesday, December 14th, 2010

On December 8th, the Patent Office announced plans to implement a “Missing Parts Pilot Program” that would permit applicants at the end of the one-year U.S. provisional application term to defer substantive examination for up to 12 months by filing a regular U.S. application, and paying various fees to defer replying to the notice to file missing parts.  See USPTO Press Release 10-62, December 8, 2010.  The regular U.S. application would be published, but the ability to delay payment of the search and examination fees will effectively extend the pendency of the provisional application an additional year. Just fill out Form PTO/SB/421 and you are on the prosecution detour.

While the PTO is touting the potential savings to applicants, who will have more time to decide whether or not to incur U.S. prosecution costs, this slow track to the Examiners is fraught with third rails that could zap applicants. To begin with, foreign filings must still be completed at 12 months from the provisional’s filing date or those rights will be lost. Also, any new matter, e.g., supplemental supporting data, broader generic claims, etc., must still be added to the regular U.S. application at that time as well. Adding any new matter at the “24 month date” would be considered a CIP filing, and subject the augmented filing to all the hazards of intervening art, including that due to the publication of the applicants foreign filings, or even of their (incomplete) U.S. application. Of course, such publications would also create absolute novelty bars to later-added, broader claims in most foreign jurisdictions. A PTO penalty will also be charged against the term of any application that is delayed via this program. For a more detailed discussion of the substantive aspects of this program, see 75 Fed. Reg. 16750 below. Caveat emptor!

75 FedReg at 69835