Prometheus V. Mayo – Fed. Cir: “We Got It Right The First Time.”

Today, following the vacation and remand of its earlier decision by the Supreme Court post-Bilski, the Federal Circuit again reaffirmed its reversal of the District Court (copy at the end of this post) and held:

“The asserted method claims satisfy the preemption test as well as the transformation prong of the machine-or-transformation test [for patentable subject matter]…..In other words, when asked the critical question, ‘What did the applicant invent?’ Grams, 88 F.2d at 839, the answer is a series of transformative steps that optimize efficacy and reduces toxicity of a method of treatment for particular diseases using particular drugs.”

The Federal Circuit held that either one of the recited steps of “administering”  a drug that provides 6-TG to a subject or “determining” the levels of the drug’s metabolites in a subject were sufficiently transformative to meet the M or T test:

“The transformation is of the human body and of its components following the administration of a specific class of drugs and the various chemical and physical changes of the drugs’ metabolites that enable their concentrations to be determined.”

This led the Court to find that claim 46 of the ‘623 patent, which only recites a determining step, also meets the M or T test (and does not bode well for the plaintiffs in Myriad). The Court also reaffirmed that the administering and determining steps were not merely data gathering steps, but were central to the claimed method of optimized therapeutic efficacy.  The Court pointedly, in fn. 2, declined to give weight to the “Metabolite Labs. dissent,” (548 U.S.124), in which Justices Breyer, Souter and Stevens would have found claims to an assay for cobalamin deficiency comprising determining the level of a marker in a fluid of a subject, and comparing it to a benchmark normal,  patent-ineligible as involving “natural correlations and data-gathering steps.”

While the Court agreed that the steps involving comparing the determined level to a benchmark level and concluding that that a need existed to increase or decrease the amount of drug administered (the “warning steps”) were mental steps, and not per se patentable, the Court warned against partitioning a claim into patent-eligible and non-patent eligible steps, and using the presence of patent ineligible steps to exclude the entire claim from further evaluation: “Although the wherein clauses describe the mental processes used to determine the need to change the dosage levels of the drugs, each asserted claims as a whole is drawn to patentable subject matter”.

The Court also found that the claims are not simply directed to a natural phenomenon and specifically held that they do not wholly pre-empt the use of natural phenomena, but rather are drawn to a particular application of naturally occurring correlations. The Court specifically noted that the claims are not an attempt to patent an algorithm, as were the claims in Grams.  The Court cited its opinion in Bilski (545 F.3d at 958): “After all, even though a fundamental principle is not  patent eligible, processes incorporating a fundamental principle may be patent –eligible. Thus, it is irrelevant that any individual step or limitation of such processes by itself would be unpatentable under s. 101.”

While this decision will probably get on the express train to the Supreme Court, let’s go ahead and “fix” Classen in the meantime.

PrometheusDec18email

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Patent Office To Open Satellite Office In Detroit

The USPTO has announced that it will open a satellite office in Detroit in 2011, that will employ about 100 people. The PTO said that Detroit was chosen due to its high percentage of scientists and engineers “in the workforce” (ed.’s note: and drawing unemployment), its leading universities (ed.’s note: true, considering Wayne State, the University of Michigan and Case Western Reserve – not too far away) and the presence of a high volume of patenting activity in the area (ed.’s note: due mostly to the presence of Harness Dickey & Pierce, successful firm known best for prosecution for the auto industry). Certainly, the PTO is to be applauded for taking this innovative and challenging step, but I would like to know what group art units will be represented, and what kind of “bricks and mortar” facility is planned.

For about 15 years, Schwegman Lundberg & Woessner has worked successfully with satellite attorneys around the country, who are officed in their homes and who generate and link up to the firm’s “file room” via Citrix and Foundation IP. These are not “contract attorneys” but associates who can advance as steadily as associates in our San Jose or Minneapolis home offices. In fact, three of our satellite associates have become equity shareholders in the firm. Often they are lateral hires with significant experience, who require little training to get up to speed.

Thinking of satellite personnel makes me wonder if the PTO really plans on opening a facility or if it will simply aggregate a number of Examiners in the area who can work from home. But then, how will in-person interviews be handled?  Or training? Some problems can be avoided by only placing senior examiners in Detroit to begin with; but is the PTO full of folks who want to relocate to Detroit? Are the 100 jobs all support staff positions? Time will tell.

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Stayin’ Alive – Patent Office Extends “Provisional Application Period.”

On December 8th, the Patent Office announced plans to implement a “Missing Parts Pilot Program” that would permit applicants at the end of the one-year U.S. provisional application term to defer substantive examination for up to 12 months by filing a regular U.S. application, and paying various fees to defer replying to the notice to file missing parts.  See USPTO Press Release 10-62, December 8, 2010.  The regular U.S. application would be published, but the ability to delay payment of the search and examination fees will effectively extend the pendency of the provisional application an additional year. Just fill out Form PTO/SB/421 and you are on the prosecution detour.

While the PTO is touting the potential savings to applicants, who will have more time to decide whether or not to incur U.S. prosecution costs, this slow track to the Examiners is fraught with third rails that could zap applicants. To begin with, foreign filings must still be completed at 12 months from the provisional’s filing date or those rights will be lost. Also, any new matter, e.g., supplemental supporting data, broader generic claims, etc., must still be added to the regular U.S. application at that time as well. Adding any new matter at the “24 month date” would be considered a CIP filing, and subject the augmented filing to all the hazards of intervening art, including that due to the publication of the applicants foreign filings, or even of their (incomplete) U.S. application. Of course, such publications would also create absolute novelty bars to later-added, broader claims in most foreign jurisdictions. A PTO penalty will also be charged against the term of any application that is delayed via this program. For a more detailed discussion of the substantive aspects of this program, see 75 Fed. Reg. 16750 below. Caveat emptor!

75 FedReg at 69835

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Essentially biological processes for the production of plants and animals – EPO Enlarged Appeal Board decisions G2/07 and G1/08 – Essentially Biological Processes

From Paul Cole

Opinions were handed down on 9th December in the above two cases concerning the scope of the exclusion of a.53(b) EPC 1973. That article is further defined in r.23b(5) EPC 1973, now r.26(5) EPC 2000 which specifies that such a process is essentially biological if it consists essentially of natural phenomena such as crossing or selection.

Case G2/87 arose from a referral of Technical Board of Appeal 3.3.04 in case T83/05 PLANT BIOSCIENCE/Broccoli and related to a method of producing broccoli (Brassica oleracea) with elevated levels of glucosinolates which are believed to be chemoprotective agents. The patent in issue claimed:

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